Central Compliance

Description:

Fast growing wealth management client in DIFC is looking for an individual to build out and run its core compliance function;

• Financial Promotions/Marketing material assessment and sign-off
• Implementation of Risk based monitoring framework across the firm
• Policy and procedure implementation
• Various Regulatory projects

Required skills;

• Experience with DIFC/DFSA strongly preferred
• Retail/wealth management prior coverage
• Risk based monitoring experience including Marketing material sign-off